ACCOUNT_JOB_COMPANY

(the "Company")

PRIVACY POLICY / NOTICE ON USE OF PERSONAL DATA

1. Collection of Data

The personal data provided by client to the Company and in any documentation which comes into existence as a result of client’s opening or maintaining of the Account with the Company, will be used by the Company for the following purposes:-

(a) activities relating to the processing of client’s application to open and maintain the Account, including but not limited to conducting credit reporting through credit report agencies both in JURISDICTION_STATE and overseas, or the processing of client’s application for grant of credit or margin facilities by the Company or the maintaining and the review of such credit or margin facilities (if applicable);

(b) activities relating to purchasing, selling, investing, exchanging, acquiring, holding, disposing of and generally dealing in and with all kinds of securities on behalf of client;

(c) maintenance of particulars and data in compliance with the statutes and subsidiary legislation which are enacted and effective in JURISDICTION_STATE relating to securities business and transactions and also in compliance with the codes and regulations of the relevant regulators, the rules and regulations of any Exchange and the Clearing House.

2. Obligation to provide personal data

2.1 It is obligatory for client to supply the personal data as required by the Company.  If client fails to supply the required personal data, the Company may refuse to open or maintain the Account or may refuse to provide services to client.

2.2 When providing any personal data to the Company, please ensure that the data is accurate having regard to client’s obligations under the law.

3. Disclosure of Information

3.1 The Company may, as it deems necessary, disclose to its agents or nominees, associates, individuals or corporations dealing with securities, futures and options clearing and the Company’s auditors such information as it requires to operate client’s account or execute client’s orders relating to the activities described in 1(b) above.

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