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Brokerage / Securities Trading Client Agreement

Brokerage / Securities Trading Client Agreement

Simple Margin Account

This is a Simple Client Agreement for Financial Institution - margin account for the trading of securities.

When a stockbroker provides a customer with credit facilities in respect of transactions in securities effected by the stockbroker on behalf of the customer, the account which the stockbroker establishes with the customer to record such transactions is said to be a margin securities trading account ("Margin Account"). The Client is desirous of opening one or more Margin Accounts with the Broker for the purpose of trading in securities; and The Broker agrees that he will open and maintain such Margin Account(s) and act as an agent for the Client in the purchase and sale of securities subject to the terms and conditions of this Agreement.

The agreement covers transactions, rules of the exchange, payments of deposits or margins on cash, indemnity, handling of securities, paying interest and a risk disclosure statement.

How to use this Document?

This document can be used as a template for a Simple Client Agreement for Financial Institution - margin account for the trading of securities. 

You may customise the template by including details such as the amount of deposit required to support the margin transaction and the default rate of interest.

The document should also be signed in the presence of a witness

How to Tailor the Document for Your Need?

1. Click the “Create Document” button and fill in the details of the parties. You can click the “Fill with Member’s Information” button to complete the party’s information with your personal or business information saved to your account.

2. Please fill in any additional information by following the step-by-step guide on the left-hand side of the preview document and click the “Next” button.

3. When you are done, click the “Get Document” button and you can download the document in Word or PDF format.

4. Please review the document carefully and make any final modifications to ensure that the details are correct before sending to the addressee. 

client agreement
financial institution
securities trading
margin account
securities trading

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