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Brokerage / Securities Trading Client Agreement

Individual / Joint Account

Standard Client Agreement for Financial Institution - Brokerage, Investment Fund, Securities trading for individual / joint account.

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Document Description

This is a Standard Client Agreement for Financial Institution - Brokerage, Investment Fund, Securities trading for an individual / joint account.

This is an Agreement entered between client and broker in the presence of a witness. The Agreement outlines that the client agrees to trade or invest in securities listed on the exchanges of which the broker is a member. On the other hand, the member agrees to be satisfied by the genuineness and financial soundness of the client and making the client aware of the broker’s liability for the business to be conducted.

The Agreement sets forth the terms and conditions under which a company will open and maintain one or more accounts (collectively, the “account”) in a client's name and on the client's behalf and otherwise transact business with the client. If this account has been introduced to the company, all references to the company in this Agreement shall include the client's agent / broker, and the client's agent / broker, shall enjoy all benefits and rights hereunder.

How to use this Document?

This document can be used as a template for a Standard Client Agreement for Financial Institutions - Brokerage, Investment Fund, Securities trading for an individual / joint account. 

You may customise the template by including details such as the name and address of the client / customer. 

The document should also be signed in the presence of a witness

 

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