This is a Standard Client Agreement for Financial Institution - Brokerage, Investment Fund, Securities trading for an individual / joint account.
This is an Agreement entered between client and broker in the presence of a witness. The Agreement outlines that the client agrees to trade or invest in securities listed on the exchanges of which the broker is a member. On the other hand, the member agrees to be satisfied by the genuineness and financial soundness of the client and making the client aware of the broker’s liability for the business to be conducted.
The Agreement sets forth the terms and conditions under which a company will open and maintain one or more accounts (collectively, the “account”) in a client's name and on the client's behalf and otherwise transact business with the client. If this account has been introduced to the company, all references to the company in this Agreement shall include the client's agent / broker, and the client's agent / broker, shall enjoy all benefits and rights hereunder.
This document can be used as a template for a Standard Client Agreement for Financial Institutions - Brokerage, Investment Fund, Securities trading for an individual / joint account.
You may customise the template by including details such as the name and address of the client / customer.
The document should also be signed in the presence of a witness.
1. Click the “Create Document” button and fill in the details of the parties. You can click the “Fill with Member’s Information” button to complete the party’s information with your personal or business information saved to your account.
2. Please fill in any additional information by following the step-by-step guide on the left-hand side of the preview document and click the “Next” button.
3. When you are done, click the “Get Document” button and you can download the document in Word or PDF format.
4. Please review the document carefully and make any final modifications to ensure that the details are correct before sending to the addressee.