Brokerage / Securities Trading Client Agreement

Simple Cash Account

No. of Prokens Required: 2 |

Document Preview:

Description:

Simple Client Agreement for Financial Institution - cash account for the trading of securities.

In consideration of your opening and maintaining at my/our request one or more cash securities trading account(s) (“the Account”) for me/us and you agree to act as my/our agent or broker for the execution of orders for the purchase or sale of securities of every type and description, I/we, the undersigned of hereby agree to effect Transactions as hereinafter defined subject to the following terms and conditions of this Client Agreement (“the Agreement”).

This contract covers the following issues - transactions in securities, laws, transaction levy, Rulles of Exchange, interest, defaults, account opening information form, discretion, consent, obtaining securities, paying interests, overdue balances, etc. The contract also includes a risk disclosure statement.

Document Type:

Agreements / contracts

Category:

Business > Debt / Equity Investment and Capital Raising > Stock / Equities Investment / Custodian Agreement

 
Keywords:

client agreement

,  

financial institution

,  

broker

,  

brokerage

,  

securities

,  

securities trading

,  

cash account

,  

trading

,  

securities trading

,  
Author:

DocPro Legal

DocPro Legal is a team of legal professionals with a passion for making quality documents and legal contract templates widely available to the public through cutting edge technology. Our lawyers are qualified in numerous common law jurisdictions including the United Kingdom, Australia, New Zealand, India, Singapore and Hong Kong. We have experience in major law firms and international banks with expertise in business, commercial, finance, banking, litigation, family, succession and company laws.