Risk Disclosure Statement

Investment / Securities / Brokerage Account

No. of Prokens Required: 2 |

Document Preview:


This is a Risk disclosure statement in relation to the investment and trading of securities, futures and options.

The following risk disclosures are included in the document and should be given where they apply to the expected or actual activity of the client:

  • Risk of securities trading
  • Risk of trading futures and options
  • Risk of lending or depositing your securities with third parties
  • Risk of providing an authority to hold mail or to direct mail to third parties
  • Risk of margin trading 
  • Additional risks common to futures and options

How to use this Document?

This document can be used as a template for a Risk disclosure statement in relation to the investment and trading of securities, futures and options.

You may customise the template by including details such as whether the client is an individual or corporate account?

How to Tailor the Document for Your Need?

1. Click the “Create Document” button and fill in the details of the parties. You can click the “Fill with Member’s Information” button to complete the party’s information with your personal or business information saved to your account.

2. Please fill in any additional information by following the step-by-step guide on the left-hand side of the preview document and click the “Next” button.

3. When you are done, click the “Get Document” button and you can download the document in Word or PDF format.

4. Please review the document carefully and make any final modifications to ensure that the details are correct before sending to the addressee. 

Document Type:

Declaration / announcement / notice / press release


Business > Debt / Equity Investment and Capital Raising > Stock / Equities Investment / Custodian Agreement








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