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Disciplinary Policy

Employer/Employee

Looking for a comprehensive Disciplinary Policy template for managing employee misconduct and performance issues? Our guide sets out the procedure for conducting disciplinary proceedings against an employee, ensuring your workplace operates efficiently and fairly.

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Document Description

This is a disciplinary policy document for the ACCOUNT_JOB_COMPANY. The policy aims to encourage acceptable standards of conduct and behavior at work to foster a work culture that enhances productivity and performance. The scope of the policy covers all levels of employees, including fixed-term, permanent, part-time, interns, and casual workers. The policy sets out the general principles to be followed when addressing non-performance and misconduct or unacceptable behavior-related disciplinary issues. These include addressing unacceptable conduct or behavior, conducting thorough investigations before taking any disciplinary action, and maintaining confidentiality. The policy provides a four-stage disciplinary process that could be implemented based on the severity of the offense committed. The stages include verbal warning, written warning, final written warning, and termination.

The policy stipulates that the Supervisor or a management representative is responsible for conducting a thorough investigation of the alleged misconduct or unsatisfactory performance before taking any disciplinary action. If the Supervisor determines that disciplinary action is necessary, the employee will receive a verbal warning as stage one of the disciplinary procedure. This is followed by a written warning as stage two, with the Supervisor stating the necessary actions required by the employee and the time frame for implementing them. The final written warning is stage three, and if there is no satisfactory improvement within the prescribed time frame, then employment may be terminated. The company reserves the right to decide whether and what disciplinary action to take based on the situation.

The policy allows for the documentation of the verbal and written warning, which will be stored in the employee's file for a specific period, subject to the employee's satisfactory conduct and performance throughout that period. Additionally, the policy stresses that all matters relating to the disciplinary proceedings will be kept strictly confidential and will not be divulged to any parties not involved in the disciplinary process. Furthermore, the policy states that nothing in the document creates new contractual rights between the company and the employee or alters the employment-at-will relationship between the two parties.

In conclusion, the ACCOUNT_JOB_COMPANY disciplinary policy provides guidelines for addressing employee misconduct, unacceptable behavior, and performance-related issues. The policy promotes a work culture that enhances productivity and performance by encouraging acceptable standards of conduct and behavior. The policy also provides a structured approach for addressing non-performance and misconduct or unacceptable behavior-related disciplinary issues. The policy's objective is to ensure that issues of misconduct and non-performance are dealt with fairly and consistently at all times, and the company reserves the right to decide on the disciplinary action to take based on the situation.

How to Use the Document? 

Here are the steps to use the "Disciplinary Policy" document:

1. Understand the general purpose of the document: The "Disciplinary Policy" document is intended to help employees achieve acceptable standards of conduct/behavior at work and develop a work culture that enhances performance and productivity.

2. Know the scope of the Policy: The Policy applies to all levels of employees currently under a fixed-term contract, permanent contract, part-time contract, interns, and casual workers.

3. Familiarize yourself with the general principles: The Employee's immediate supervisor will address non-performance and misconduct/unacceptable behavior-related disciplinary issues as per the Policy. Disciplinary action may be taken against an Employee for actions taken while conducting the Company business whether on and off the Company premises.

4. Review the disciplinary procedure: Depending on the severity of the offense, the Company will follow the disciplinary process outlined in the document, which includes four stages: Verbal Warning, Written Warning, Final Written Warning, and Termination.

5. Understand the specifics of each stage: The first stage, Verbal Warning, involves giving a clear verbal warning to the Employee. The second stage, Written Warning, is given if the Employee commits a serious offense of misconduct or fails to resolve the issue/improve performance within the time period prescribed in the Verbal Warning. The third stage, Final Written Warning, is given if the Employee fails to improve their conduct or implement the actions required in the Written Warning. This warning states all the times the Employee was warned and the corrective action that was, or was not, taken to improve the conduct.

6. Know your rights: The Employee has a right to appeal at each stage of the disciplinary procedure.

7. Keep records: Copies of all verbal and written warnings will be stored in the Employee's file for a specific period of time.

By following these steps, both employees and management can ensure that the Company's disciplinary policy is applied fairly and consistently at all times. It is also essential to keep in mind that the Policy does not create any new contractual rights between the Company and the Employee, nor does it modify or alter the employment-at-will relationship between the Company and its Employees.

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