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Employee Record of Disciplinary Action

Misconduct/Poor Performance

This document can be used as a template for a record of employees' disciplinary actions/misconducts/poor performance. It could be used by the human resources department to monitor and record the disciplinary actions taken on the employees and can be used as evidence for the employees to appeal the disciplinary decisions.  

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Document Description

The Employee Record of Disciplinary Action document is an important tool for employers to maintain a record of disciplinary actions taken against employees. This document serves as a written record of any disciplinary action, such as warnings or other consequences, that have been issued to an employee. It is crucial for employers to have a detailed record of disciplinary actions to ensure consistency, fairness, and compliance with company policies and legal requirements.

 

The entire document consists of several sections that provide specific information about the disciplinary action. The first section is the 'Record of Disciplinary Action' which serves as the title and header of the document. This section highlights the purpose of the document and its importance in maintaining a record of disciplinary actions.

 

The next section is the 'Department' section, which requires the employer to specify the department to which the employee belongs. This information helps in categorizing and organizing the disciplinary actions based on the department.

 

The 'Employee No' section requires the employer to enter the unique identification number assigned to the employee. This number helps in identifying the employee accurately and avoids any confusion or miscommunication.

 

The 'Employee Name' section requires the employer to enter the full name of the employee who is subject to the disciplinary action. This section ensures that the disciplinary action is associated with the correct employee and avoids any mix-up or misunderstanding.

 

The 'Date Action Taken' section requires the employer to enter the date on which the disciplinary action was taken. This information helps in establishing a timeline and provides a reference point for future actions or discussions related to the disciplinary action.

 

The 'Type of Action' section requires the employer to specify the nature of the disciplinary action, such as whether it is a first warning, final warning, suspension, or termination. This section helps in clearly communicating the severity of the action and the consequences for the employee.

 

The 'Expiry Date' section requires the employer to enter the date until which the disciplinary action will remain valid or active. This section helps in setting a time limit for the disciplinary action and ensures that it is not indefinite.

 

The 'Reason for Disciplinary Action' section requires the employer to provide a detailed explanation of the reasons that led to the disciplinary action. This section helps in documenting the specific misconduct or violation committed by the employee and provides clarity on the grounds for the disciplinary action.

 

The 'Details of Appeal' section provides space for the employer to record any appeals made by the employee regarding the disciplinary action. This section helps in documenting the employee's response or defense and any subsequent actions taken based on the appeal.

 

The 'Other Remarks' section provides additional space for the employer to include any relevant comments or notes regarding the disciplinary action. This section can be used to provide context, additional details, or any other information deemed necessary.

 

Overall, the Employee Record of Disciplinary Action document is a comprehensive tool for employers to maintain a detailed record of disciplinary actions taken against employees. It ensures consistency, fairness, and compliance with company policies and legal requirements, while also providing a clear and organized documentation of the disciplinary process.

How to use this document?


1. Enter the department to which the employee belongs. This helps in categorizing and organizing the disciplinary actions.

2. Provide the unique employee number assigned to the employee. This ensures accurate identification and avoids confusion.

3. Enter the full name of the employee who is subject to the disciplinary action. This associates the disciplinary action with the correct employee.

4. Specify the date on which the disciplinary action was taken. This establishes a timeline and provides a reference point for future actions or discussions.

5. Indicate the nature of the disciplinary action, such as first warning, final warning, suspension, or termination. This communicates the severity of the action and its consequences.

6. Enter the expiry date until which the disciplinary action will remain valid. This sets a time limit for the action.

7. Provide a detailed explanation of the reasons for the disciplinary action. This documents the specific misconduct or violation committed by the employee.

8. Record any appeals made by the employee regarding the disciplinary action. This documents the employee's response or defense.

9. Include any relevant comments or notes regarding the disciplinary action in the 'Other Remarks' section. This provides additional context or information.

 

Note: It is important to ensure that all information entered in the document is accurate, clear, and consistent. Regularly review and update the document as necessary to maintain an up-to-date record of disciplinary actions.

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