Retainer Letter and Terms of Business

Compliance Advisory

No. of Prokens Required: 2 |

Document Preview:


Simple retainer from compliance co consulting /advisory firm to client for the provision of regulatory / compliance advisory services in the form of a letter setting out the term of business with fees charged on an hourly basis.

Thank you for your appointment of [COMPANY] in relation to the provision of regulatory and compliance services. We are writing to you separately today to confirm the scope of the instructions.

Our standard terms of business are set out below. These terms will apply to the matter in respect of which you have recently instructed and to any other matters in which you instruct us in future, unless agreed otherwise in writing between us.

Our Director will be principally in charge of the work and may be assisted from time to time by other Director or Associate where we consider this is appropriate e.g. to undertake the more routine and time-consuming work, or to provide additional or specialist input. [NAME] is the relationship Director with ultimate responsibility for your matter. We do reserve the right to allocate another member of staff to any matter we are handling should that be necessary or desirable at any time. If for any reason [NAME] is not available, then in the first instance you should contact another Director or any other Associate.

Document Type:

Agreements / contracts


Business > Goods and Services > Services / Works Contract


engagement letter


terms of business


terms and conditions






compliance service


compliance advisory








service agreement


DocPro Legal

DocPro Legal is a team of legal professionals with a passion for making quality documents and legal contract templates widely available to the public through cutting edge technology. Our lawyers are qualified in numerous common law jurisdictions including the United Kingdom, Australia, New Zealand, India, Singapore and Hong Kong. We have experience in major law firms and international banks with expertise in business, commercial, finance, banking, litigation, family, succession and company laws.

Related Documents